Consumer Fin. Prot. Bureau v. Aria, No. 21-55525, 2022 U.S. App. LEXIS 34227 (9th Cir. Dec. 13, 2022)
Part of the Dodd-Frank Act (12 USC 5481, 5536) forbids "covered persons" from engaging in any unfair, deceptive, or abusive act or practice. A "covered person" is one who engages in offering or providing a consumer financial product or service, including “providing financial advisory services . . . to consumers on individual financial matters or relating to proprietary financial products… Read More